
    Bernard Keenan, Respondent, v. McAdams & Cartwright Elevator Company, Defendant, Impleaded with Samuel J. Bloomingdale, Appellant.
    First Department,
    December 11, 1908.
    Tort — negligence — injury by elevator res ipsa loquitur — erroneous charge.
    The rule of res ipsa loquitur cannot be applied where no negligence on the part of the defendant is shown by direct evidence and it is apparent that there may have been causes for the accident other than the defendant's negligence.
    
      Thus, where a steamfitter engaged in placing pipes in a department store was struck by a traveling sheave owing to the starting of one of several elevators in the building, and there is no evidence showing how or by whom the elevator was started, nor any claim that it was defective, and the employees of another contractor were at the time engaged in malting alterations to elevators in the building it is error to charge that the doctrine of res ipsa loquitur applies.
    So, too, under the circumstances, it was error to refuse to charge that if on all the evidence the actual cause of the accident was not ascertainable by the jury, except as a matter of conjecture and surmise, the defendant was entitled to a verdict.
    Laughlin, J., dissented.
    Appeal by the defendant, Samuel J. Bloomingdale, from a judgment of the Supreme Court in favor of the plaintiff, entered in the office of the clerk of the county of New York on the 16tli day of March, 1908, upon the verdict of a jury for $6,250, and also from an order entered in said clerk’s office on the 21st day of March, 1908, denying the said defendant’s motion for a new trial made upon the minutes.
    
      Carl Schurz Petrasch, for the appellant.
    
      Sidney J. Cowen, for the respondent.
   Scott, J.:

The defendant Bloomingdale appeals from a judgment in favor of plaintiff, entered upon the verdict of a jury and from an order denying a motion for a new trial. The plaintiff was a steamfitter in the employ of one Frank Dobson, who was a sub-contractor under the McAdams & Cartwright Elevator Company. The latter firm held a contract with the defendant Bloomingdale to make certain alterations in the elevators in the large department store belonging to said Bloomingdale. The precise nature of these alterations is not disclosed by the evidence and is not important. It appears that it involved or required certain changes in tne steam pipes in the basement of appellant’s building. The pipes upon which plaintiff was at work at the time of the accident were directly over some iron rails upon which ran, while the elevator was in operation, what is known as a traveling sheave. The rails were perforated with holes about six inches in diameter, into one of which plaintiff had put his foot while working at the pipes above. The elevator had remained quiescent for something over an hour while plaintiff worked, but after.that time it was started by some one, the traveling sheave ran along the rails and injured plaintiff’s foot seriously. There was no evidence how or by whom the elevator was started. There were present in the building the appellant’s employees engaged in running the numerous elevators, and also the employees of the McAdams & Cartwright Elevator Company who were engaged about the alterations to the elevators. Any of these might have started the elevator. There is no claim that the elevator or its machinery were defective or kept in improper condition. The complaint undertook to state the supposed ground of appellant’s liability with great particularity, charging it to consist in the negligent manner in which the machinery had been stopped and kept inactive, which as seems to be claimed was of such a nature that after remaining stationary for eighty minutes the elevator suddenly started itself up. No attempt was made to prove the negligence thus alleged, and although the learned justice below in a memorandum denying the motion for a new trial states that the defendant Bloomingdale expressly- waived any objection on that score, (58 Misc. Rep. 371) the printed record, by which alone we must be guided, does not disclose any waiver of the objection, express or otherwise, but, on the contrary, shows that it was urged as a reason for dismissing the complaint both at the close of the plaintiff’s case and at the close of the whole case. The objection was, as the case was presented, a perfectly sound one and should have prevailed. As has been said, the evidence did not show how or by whom the elevator was started, and did show that there were present in the building working in and around the elevators employees of an independent contractor, any one of whom, as it seems, might have set the machinery in motion. Under these circumstances the court applied the doctrine of res ipsa loquitur, charging the jury that the facts and circumstances shown by the evidence would justify them in finding, in the absence of satisfactory explanation on the part of defendant, that the defendant had not been duly careful to safeguard the person of the plaintiff while at his work. This is an extension of the doctrine invoked far beyond the proper limits to such doctrine. It was said by the Court of Appeals in Duhme v. Hamburg-American Packet Co. (184 N. Y. 409), speaking of the doctrine of res ipsa loquitur, “Its operation, where the relations are not of a contractual character, can only be, as in Griffen v. Manice (166 N. Y. 188), where there are actually shown such facts and circumstances in the nature of the defendant’s undertaking, and of the accident itself from which the jury are able, if not compelled, to draw the inference of negligence. It was not intended that it should exempt the plaintiff from the burden of proving affirmatively, negligence,, or circumstances making negligence a legitimate if not an irresistible inference.” Many other cases might be cited to the same effect, all holding that the rule of res ipsa loqtdtur cannot be applied where no negligence on the part óf the defendant is shown by direct evidence, and it is apparent that there may have been other causes than the defendant’s negligence which led to the accident. In line with this erroneous application of the doctrine referred to, was the refusal of the court to charge, as requested by appellant, that, “if on all the evidence the exact cause of the accident is not ascertainable by the jury except as a matter of conjecture or surmise, the defendant is entitled to a verdict.” As has been already said, the evidence left it quite possible that the elevator might have been started by some one other than the appellant or one of his employees, and the learned court recognized this fact, by saying to the jury, after he had announced the intention of applying the doctrine of res ipsa loqtiitur, “ accordingly I send the case to you, although the plaintiff has failed to show what caused the machinery to move; whether it was the negligence of some outsider, or whatnot, or some inherent defect in the machinery.” Thus the jury were permitted to surmise, merely from the fact that the machinery was started, and notwithstanding it might have been started by some outsider, either that it was inherently defective (of which there was no evidence), or that it was started by an employee of appellant. This was to relieve the plaintiff from the burden of proving his case, and to permit the jury to substitute conjecture for proof. No rule is better settled than that enunciated by Judge Martin in Cassidy v. Uhlmann (170 N. Y. 534) and supported by a host of authorities, that “ a jury will not be permitted to base a verdict upon surmise, upon mere food for speculation, or to enter into the realm of conjecture to find a verdict.” Since the evidence showed that other causes than the appellant’s negligence might have led to the accident, the defendant was entitled to the charge which he requested and its refusal constituted reversible error.

It follows that the judgment and order must be reversed and a new trial granted, with costs to the appellant to abide the event.

Patterson, P. J., Ingraham and Clarke, JJ., concurred; Laughlin, J., dissented.

Ingraham, J. (concurring):

I concur in the opinion of Mr. Justice Scott as to the application of the maxitn res ipsa loquitur to this case. The only possible ground upon which it could be claimed that the defendant Bloomingdale was responsible for this accident w'as that his chief engineer Murray had agreed that this elevator should be shut down while the plaintiff was engaged in doing the work at which he was employed at the time of the accident. The only evidence upon this subject was the evidence of the plaintiff that one Schultz, who was a foreman of the McAdams & Cartwright Elevator Company, came to him on the morning of the day of the accident and asked the plaintiff to do this work, to which the plaintiff replied that he would not do it until the elevator was shut down, when Schultz said he would see the chief engineer about it; that Schultz subsequently told the plaintiff to go to work at one o’clock and that he, Schultz, would have the elevator shut down at that time; that some time before one o’clock the plaintiff passed the chief engineer and said to him : “ Is that all right with Schultz ? ” and the chief engineer said: “Well, see that you do not keep it shut down too long.” There was no evidence that the chief engineer was notified by anybody that the work was to be done at one o’clock or that the elevator was to be shut down at that time. There were sixteen elevators in operation in this building at the time and it would appear that the continued operation of these elevators was necessary for Bloomingdale’s business. Without further notice to Bloomingdale or any of his employees the plaintiff went to work at one o’clock and subsequently the elevator was put in operation and the injury to the plaintiff resulted. This was not a situation which justified the application of the maxim res ipsa loquitur, and if there was any question for the jury it could only be because after Bloomingdale’s chief engineer had notice that the plaintiff was to perform this work at a particular time and had undertaken that this particular elevator should not be in operation during the time that he was engaged in the work he did not perform that obligation. Murray, the chief engineer, absolutely denied any such conversation with the plaintiff or that he had any knowledge that the plaintiff was at work in this locality, and his testimony Avas strongly corroborated. It is not claimed that Murray had any notice when the plaintiff would be engaged in this work or that he was actually engaged in it. Plaintiff’s whole case depends upon the meaning of his question to Murray: Is that all right with Schultz ? ” Prom this question Murray could have no information that the plaintiff expected to go to work at one o’clock at the foot of this elevator shaft; there is no evidence that Schultz had spoken to Murray about it, and both Murray and Schultz denied this conversation. But if there was a question for the jury the defendant Avas entitled to have the jury specifically instructed that the defendant was entitled to a verdict unless it was established that Murray had notice of the fact that the plaintiff was to go to work at this locality at one o’clock, and had undertaken that during the time that he was at work this particular elevator would not be operated.

1, therefore, concur in the reversal of this judgment.

Judgment and order reversed, new trial ordered, costs to appellant to abide event.  