
    King v. Townshend.
    
      (Supreme Court, General Term, First Department.
    
    October 20, 1892.)
    Res Judicata—Identity oe Points at Issue—Title.
    A judgment in ejectment, dismissing the complaint on the merits because plaintiff had failed to establish title or right of possession in himself, is not an establishment of title in any one, within Code Civil Proc. § 1524, which provides that a judgment in ejectment after trial on the merits shall be conclusive “ as to the title established in such action; ” and hence such judgment does not estop plaintiff or his grantee, in a subsequent action to remove a cloud from the title, from establishing title in himself by competent evidence.
    Appeal from special term, New York county.
    Action by Louis C. King against John Townshend to remove a cloud from plaintiff’s title. From a judgment in plaintiff’s favor, defendant appeals. Affirmed.
    Argued before Van Brunt, P. J., and O’Brien and Patterson, JJ.
    
      John Townshend, for appellant. L. A. Gould, for respondent.
   Patterson, J.

The decree from which the appeal is taken in this cause declared that a certain tax lease of premises described in the complaint, made and executed by the proper authorities of the city of New York to the defendant, was void, and directed it to be canceled of record as a cloud on the plaintiff’s title, for the reason that excessive interest had been added to the amount of an assessment for nonpayment of which the property was sold. It has been held by this court that a tax sale made under such circumstances is void, (In re Willis, 30 Hun, 13,) and by the court of appeals that, where the facts constituting the illegality of the sale do not appear of record, but must be proven by extrinsic evidence, a suit will lie to remove as a cloud upon title a lease or deed based upon such a void sale, (Stewart v. Crysler, 100 N. Y. 378, 3 N. E. Rep. 471.) The burden of proving the facts constituting illegality in this case was upon the plaintiff, for the statute makes the lease prima facie evidence of the regularity of all proceedings resulting in its execution and delivery. Laws 1871, c. 381, § 941, “Consolidation Act.” Sufficient was shown on the trial to authorize the finding that the sale was void, but it is claimed that for other reasons the learned judge erred in holding that the plaintiff was entitled to a decree. It is alleged in the complaint that the plaintiff is the owner and in possession of the premises described therein. The answer puts that allegation in issue. It was therefore necessary for the plaintiff to establish title in himself by competent evidence. That he did by grants or conveyances sufficient to vest a.paper title in him, and, although there was some dispute as to possession, he showed that he had it when this suit was begun. On the trial, the defendant, as evidence against the plaintiff’s asserted title, introduced, and, as would appear, without objection, a judgment record entered in the superior court of the city of New York in an action of ejectment brought by one Moores, the present plaintiff’s immediate grantor, against this defendant and his tenant in possession, for the recovery of the same premises. That action was tried October 4, 1886, and a verdict was directed for the defendant, subject to the opinion of the court at general .term. Judgment on the verdict, and directing the dismissal of the complaint, was ordered by the general term, and was entered March 10, 1887. 54 N. Y. Super. Ct. Rep. 245. The judgment is expressly, stated to be on the merits. An appeal was taken to the court of appeals, and the judgment was affirmed. In obedience to the requirements of section 1339 of the Code of Civil Procedure, the superior court certified to the court of appeals (and it went up as part of the record) a statement of the facts, the questions of law arising thereon, and the determination made of the same, in which statement it was, among other things, certified that the facts disclosed on the trial did not establish any title to or right of possession of the locus in quo in Moores, and that he had not shown possession thereof in himself nor in the persons through whom he claimed. It will be observed that this judgment of the superior court, which is now invoked as an estoppel against the plaintiff, was rendered in March, 1887, was upon the merits, and, if it was binding upon Moores on this question of title, it would also estop the present plaintiff, as his grantee, the grant being subsequent to the judgment. Campbell v. Hall, 16 N. Y. 579. The present suit was begun in May, 1891, more than four years after the entry of the judgment in the superior court. The question for consideration, therefore, is, what is the effect of the judgment referred to on the title derived by the plaintiff from Moores? It may be stated as a general rule that a judgment between parties, binding ' on them and their privies, and rendered on the merits, is conclusive upon the same matters in any subsequent action, whether brought for the same or for any other object or purpose, or in the same or any other form of action, (Castle v. Noyes, 14 N. Y. 329; Smith v. Smith, 79 N. Y. 634; Jordan v. Van Epps, 85 N. Y. 427; Leavitt v. Wolcott, 95 N. Y. 212; Pray v. Hegeman, 98 N. Y. 357; Bell v. Merrifield, 109 N. Y. 211, 16 N. E. Rep. 55;) and it is immaterial whether the judgment is pleaded in bar as a defense, or is put in evidence, without being pleaded, as an estoppel, (Embury v. Conner, 3 N. Y. 522; Krekeler v. Ritter, 62 N. Y. 372.) But ingrafted upon the general rule is the condition that the precise question involved in the second action must have been (or, within the pleadings, might have been) finally determined in the first action, (Bell v. Merrifield, supra,) and that, where the prior judgment may have been based upon either of two facts or states of fact, the party seeking to avail himself of the estoppel must show affirmatively that it went upon the particular facts claimed to create that estoppel; otherwise it is open to a new contest, (Lewis v. Pier Co. 125 N. Y. 348, 26 N. E. Rep. 301.) The learned judge at special term found and based his decision on the finding that the record in the superior court did not disclose that the judgment was rendered upon the question of title, but that it may < have been on that of possession only. AH that appears from the judgment roll, properly so called, is that the judgment was on the merits; but what was determined by the superior court, as certified by it to the court of appeals, is that it was adjudicated that the facts proven did not establish any title to the premises in Moores. This certificate of the general term was required by law, is to be regarded as part of the proceedings in the action similar to findings of fact and conclusions of law on a trial at special term, and was necessary to enable the court of last resort to know upon what grounds the determination below was based.

We agree with the special term that the superior court judgment is not conclusive in this action on the question of title, because it is not clear that that court intended to make a final and binding adjudication on that subject; and it is at least very doubtful, under the statute, if it had the power to do so, under the facts certified by it to the court of appeals. The conclusiveness of a judgment in ejectment on the question of title is a matter of express statutory provision in the state of Eew York. Before the Bevised Statutes, as is well known, a judgment in ejectment was not a bar or an estoppel to new actions on new demises, but as many subsequent actions might be brought as there were new leases made; and the only way to prevent further litigation was by a decree in equity enjoining other actions being brought at law. The revisers remodeled and regulated the action of ejectment, intending to assimilate it as a real action, as nearly as might be, to replevin as a personal action; but in doing so they carefully provided for the effect of a judgment, both after a trial and upon default of a defendant in pleading,— as to the former case it being enacted (2 Rev. St. p. 309, § 36) that “every judgment in the action of ejectment rendered upon a verdict of a jury or a report of a referee upon the facts, or upon a decision of a single judge upon the facts, shall be conclusive as to the title established in such action upon the party against whom the same is rendered, and against all persons claiming from, through, or under such party, by title accruing after the commencement of such action, subject,” etc. This provision of the Revised Statutes is now contained in substance in section 1524 of the Code of Civil Procedure. Now, it is to be observed that the superior court certifies that on the question of title there was merely a failure of proof. If title only were involved, a dismissal as in the case of an ordinary nonsuit would have been the proper judgment. But, possession and title being both involved in actions of ejectment, since the Revised Statutes, (Cagger v. Lansing, 64 N. Y. 417,) it is probable that on the finding that the plaintiff, Moores, was not entitled to possession the superior court held the complaint should be dismissed on the merits; for it is not to be assumed that that learned court intended to ignore the plain provision of the statute that, to make the judgment conclusive as to title, there must be a title established in the action, and it would be an absurdity to say that the failure of a plaintiff to prove title in himself establishes one in his adversary, or in any one else. In the defendant’s- answer in the superior court action no title was set up. The whole defense was simply on the general denial, and, respecting a judgment in such a case, the language of Mr. Justice Swayne (Barrows v. Kindred, 4 Wall. 399) in commenting upon the-Illinois statute, which is similar to ours respecting judgment in ejectment, is pertinent. The learned judge says: “Where a judgment is rendered for the.plaintiff, the title upon which he recovered is thereby established, and the construction and effect of the statute are obvious. He must recover in all cases, if at all, on the strength of his own title, and not upon the weakness of his adversary’s. It is not incumbent on the defendant to show any title. Where plaintiff shows no title, and is therefore defeated, it is not easy to perceive how any title can be said to have been established in the action, or how, under the statute, the result can affect his right to bring a new action.” And in our own courts the same view of the statute has been taken. Briggs v. Wells, 12 Barb. 569; Ryerss v. Rippey, 25 Wend. 432, —the latter case being cited to the same point by Rapallo, J., in Dawley v. Brown, 79 N. Y. 398. There was no title whatever established in anything by the superior court judgment, and, as it does not clearly appear, either by the record in that action or otherwise, that the court intended to find title in either of the parties, we think the special term was right in holding that the judgment referred to did not conclusively estop the plaintiff from showing here that title in Moores, his grantor, which was not shown on the trial of the ejectment action, but which was proven on the trial of the case at bar.

The judgment must be affirmed, with costs. All concur.  