
    Erwin v. Erwin et al.
    
    
      (Supreme Court, General Term, Fifth Department.
    
    October 19, 1889.)
    1. Witness—Competency—'Transactions with Decedents.
    Code Civil Proc. N. Y. § 829, provides that on the trial of an action a party or person interested in the event shall not be examined as a witness in his own behalf or interest, against a person deriving his title or interest from, through, or under a decedent, by assignment or otherwise, concerning a personal transaction or communication between the witness and decedent. In an action to enforce specific performance of an oral agreement with a decedent to convey land against decedent’s grantee, it appeared that decedent was plaintiff’s father, and that, in the presence of his wife and plaintiff and his wife, the latter two being seated together, he had turned to them and said: “My son, I give you the farm. I want you to go on it and live. You may have all you make of it. Fix it up, and when I die it shall be yours; but I will keep the title while I live, that you may neither burden or lose it during my life-time. ” That plaintiff assented thereto. That his wife said nothing, because the father disliked her, and she feared that he would change the arrangement if she spoke. Held, that plaintiff’s wife was a party to the transaction, though not named in the agreement, as the arrangement was a family affair, ana the farm was intended to be a home for plaintiff and his family.
    2. Same—Interest in Event op Action—Dower.
    Plaintiff’s wife, in such case, is interested in the event of the action, within section 829, because of her inchoate right of dower in the land, which would attach on recovery of a judgment by plaintiff.
    Appeal from special term, Steuben county.
    Action by Edward E. Erwin against Francis E. Erwin and others, for the specific performance of a paroi promise to convey land. The decision directed a conveyance of the premises to plaintiff by such of the defendants as the title was vested in at the time of the commencement of the action. Defendants appeal.
    Argued before Barker, P. J., and Dwight, J.
    
      Geo. T. Spencer, for appellants. A. Hadden, for respondent.
   Barker, P. J.

The plaintiff is the son of the late Francis E. Erwin, who died in the year 1887. As early as 1853 the decedent was the owner of the premises, consisting of 250 acres of farm land, the title to which remained in him until a few months before his death. The plaintiff’s case, as alleged by him in his complaint, is that in the year 1853 the plaintiff and his father entered into an oral agreement, whereby it was agreed that, if the plaintiff would enter into the possession of the premises in question, cultivate and improve the same as his own, the same should be the lands of the plaintiff; but that the title to the same should remain in the said Francis E. Erwin during his life-time; and that he, the said Francis, would, at the time of his death, give, convey, devise, or transfer the said lands and premises to the plaintiff, so that the plaintiff should have the title to the said lands at the death of his father, to which the plaintiff assented; that in pursuance of the aforesaid arrangement the plaintiff entered into the immediate possession of the said premises, with the consent of his father, and lived upon and occupied the premises as a home for himself, claiming that he had equitable title thereto under and in pursuance of the said agreement; and that he in all respects kept and observed every material promise on his part. In his life-time, and in the year 1887, a few months before his death, the decedent conveyed the premises, vesting the fee thereof in the defendant Francis Erwin, who is also a son of the deceased. The deceased left a last will and testament, in which he made provision for the support of the plaintiff during his life-time, the character of which it is unnecessary to mention. At the time of the making of the alleged agreement the plaintiff was married, and his wife was living at the time of the trial, and she was called and examined as a witness in his behalf, and gave evidence tending to prove that the decedent made the paroi agreement to convey which the plaintiff is seeking to enforce. Without her evidence as_ to the terms of the agreement, it is doubtful whether the plaintiff made a case entitling him to relief; at least it appears by the record that she gave the only direct evidence as to the terms of the agreement between the plaintiff and his father. At that time the plaintiff had been married less than a year, and he and his wife were living with his father as members of his family.

The only question which we have deemed it necessary to discuss in disposing of this appeal relates to the competency of this evidence under the Code of Civil Procedure. The provisions of the Code applicable to this question may be abbreviated and stated as follows: “Sec. 829. Upon the trial of an action * * * a party or person interested in the event * * * shall not be examined as a witness in his own behalf or interest, * * * against * * * a person deriving his title or interest from, through, or under, a deceased person, * * * by assignment or otherwise, concerning a personal transaction or communication between the witness and the deceased person.” The title which the defendant Francis Erwin claims to have in the lands in question, and which he is seeking to protect against the plaintiff’s claim of title, was derived from his deceased father, and it is thus conceded that one of the circumstances exists which it is necessary should appear to sustain the objection of incompetency on the part of the witness. Was the witness interested in the event of the action? The cases of Steele v. Ward, 30 Hun, 555, and Simar v. Canaday, 53 N. Y. 298, are sufficient authorities in support of the appellant’s position that she was directly interested in the event of the action; and that the judgment, if allowed to stand, would be competent evidence to prove the nature and character of such interest in the premises. Her bus-band, by the force of the judgment, becomes seised of an estate in fee of the' premises, and the witness, his wife, has also a claim of an inchoate or contingent right of dower therein, which the law recognizes as property possessing some pecuniary value. The late case of Witthaus v. Schack, 105 N. Y. 332, 11 N. E. Rep. 649, is not in conflict with the proposition that an inchoate right of dower in lands is a claim of value, and can only be extinguished with the consent of the wife of the owner of the fee. That case decides that the wife has no estate in the lands during the life-time of her husband which she can convey; that her inchoate right of dower is but a contingent claim, incapable of transfer by grant or conveyance, susceptible only during the inchoate state of extinguishment, and, when she joins her husband in a deed of his land, that act on her part does not constitute her a grantor of the premises; and that the grantee does not derive any title to the premises conveyed through, from, or under the wife, but simply secures an extinguishment of her contingent right of dower.

The chief disputation arises over the next question, which is, did the evidence which the witness was permitted to give relate to a personal transaction or communication between herself and Francis E. Erwin, the defendant’s grantor? This is to be tested by the witness’ own statements as to the circumstances under which she was present and heard the conversation which she related, which was substantially as follows: The evening the agreement was made the family, including Mr. Erwin and his wife, the plaintiff, and the witness, were in the parlor, and she and her husband were seated on a sofa, when Mr. Erwin turned towards the plaintiff and herself, and said, using the exact language of the witness: “ ‘ Edward, my son, I have at last got that 60 odd acres that I wanted to add to your farm. I give you the whole farm. I want you to go on it and live. I will help you to build a house and barn. You may have all you make off the farm, and when I die it shall be yours; but I will keep the title in my own hands while I live, that you may neither burden or lose it in my life-time.’ He told Edward to improve and fix it up. Go on to it and improve it and fix it up. I will help you build a house and barn. To this Edward replied: ‘ Father, that is all right. I agree to that.’ ” She also stated that her husband and his father that evening drew the plan for a house. The witness also stated that she took no part in the conversation, for the reason that Mr. Erwin did not like her, and she was afraid that if she spoke he would be angry, and oppose the arrangement. It seems plain that Mrs. Erwin was a party to that transaction, within the spirit and meaning of the statute, although she was not named as a party to the agreement. The arrangement was wholly a family affair, and it was manifestly intended that the farm should be a future home for the plaintiff and his family,—a gift by the father to his son, in the nature of an advancement, with an understanding that the title should be secured to the donee by a provision in the last will and testament of the donor. It was a term of the arrangement or agreement that at some time in the future the title to the premises should be conveyed to the plaintiff, and, whenever that should take place, then, by operation of law, the witness would have an inchoate right of dower in the premises, which would have a pecuniary value, of which she could not be deprived without her consent. The judgment decrees a specific performance of the agreement testified to by the witness, and if carried out and fully performed would vest in her an interest in the premises of the nature and character already mentioned. Mr. Erwin, in his offer to give and convey the farm to his son as a homestead, really, and doubtless intentionally, addressed himself to all the members of his family then present, including the witness, so as to give his remarks the character of a conversation between himself and the witness. Although it must appear that the conversation or transaction sought to be excluded under the statute was a personal one, it need not have been private or confined to the witness and the deceased; nor need the witness have been pecuniarily interested in the transaction at the time she participated in the conversation. In Holcomb v. Holcomb, 95 N. Y. 316, the following general rule was formulated: The policy of the statute excludes the evidence of an interested witness concerning (1) any transaction between himself and the deceased person, or in which the witness in any manner participated; (2) all communications between the person deceased and the witness, including communications in the presence or hearing of the witness, if he in any way was a party thereto, or communications to either of one of two or more persons, if all were interested. In commenting upon these rules the court remarked: “Each of these species of testimony is as much opposed to the spirit and intent of the statute as the other. If the proposed witness has asked a question of the decedent, and it is ■answered, it is a conversation. If, while the decedent is conversing with a third person, the witness, by word or sign, participates in it, or is referred to, it is evidence of what occurred, and cannot be received. ” The witness admits that she was present, and listened to the conversation, and also substantially admits that she participated in it within the sense and spirit of the statute. Although she says she did not take any part in the conversation, she gives, as a reason for her silence, that Mr. Erwin did not like her, and she was afraid of making him angry if she said anything, and that he would then oppose the arrangement. That she was desirous that the arrangement should be completed, and was present, giving strict attention to what was said and done, is admitted, and her interest in the negotiations must have been observed by Mr. Erwin, and satisfied him that she was gratified with the proposed agreement. It is impossible to suppose that the witness did not give some sign, by her actions or the expression of her countenance, which was recognized by Mr. Erwin as a sign that the witness assented, to the arrangement which he iproposed to make for her husband, that he might establish a home for himself and family. By means of these signs she became a participant in the conversation, which rendered her incompetent as a witness.

In view of the particular features presented by this case, which in our opinion made the witness incompetent, under the provisions of section 829, it is unnecessary to refer to the cases cited by the respondent, which laid down the general rule that the provisions of the Code do not preclude a party or an interested witness from testifying to the statements of a deceased person made to a third person, in the hearing of the witness, and to distinguish this case, as it readily may be, from the cases referred to. It is so manifest that the appellants were prejudiced by incompetent evidence that a new trial must be granted, without considering the strength of the plaintiff’s case upon the legitimate evidence offered and received by the trial court. Judgment reversed, and new trial granted, with costs of this appeal to abide the final award of costs.  