
    The People ex rel. George F. Comstock, App’lt, v. The Mayor, etc., of Syracuse, Resp’t.
    
      (Supreme Court, General Term, Fourth Department,
    
    
      Filed February 20, 1891.)
    
    1. Taxes—Statutes—Construction.
    Section 19 of chap. 475, Laws 1889, amending § 106 of chap. 26, Laws 1885, limited the tax levy of Syracuse to a given sum and proceeded, “provided, however, that in the city tax levy for 1889 there may be included in addition,” etc., certain other amounts, among which was one for opening 0. avenue. Later in the section was an absolute direction to include in the levy of 1889 a sum for a certain park. Held, that the item as to 0. avenue was permissive and should not be construed as mandatory.
    2. Same.
    In determining whether the word “ may,” in a statute, is equivalent to the word “shall,” not only the language of the act, but the circumstances surrounding its passage and the object in view, must be considered; and where such language is held to be mandatory, there must be a definite public interest or a vested, well-defined private right to be subserved, given or protected.
    3. Same.
    Having regard to the circumstances surrounding the passage of this act, it appeared that the relator was to deed the right of way for 0. avenue to the city, and that he had presented to the common council a deed among other things containing a forfeiture clause, and that the common council had refused to accept the deed. Held, that this circumstance, if in point, tended to show that the words in question in this act were permissive.
    Appeal from order directing the isssue of a peremptory writ of mandamus.
    
    
      0. A. Peck, for resp’t; 0. L. Stone, for app’lt.
   Martin, J.

This was an appeal from an order directing that a peremptory writ of mandamus issue, requiring the mayor and common council of the city of Syracuse to include in the city tax levy for the year 1890 the sum of $5,000, for payment in whole or in part of the cost of opening and improving Comstock avenue in that city.

The order was based on the provisions of § 19, chap. 475, Laws of 1889, amending § 106 of chap. 26, Laws of 1885. Before the amendment of 1889, that portion of the statute of 1885 which was amended was as follows: “ The common council of the city of Syracuse shall have authority and are hereby empowered to raise by tax upon the property of said city in each year as follows.” After specifying the amounts that might be raised for several specific and general purposes it further provided: “ § 106. The aggregate of the annual city tax levy, exclusive of local assessments, shall not in any year exceed the sum of $425,000 for all purposes.” By the statute of 1889 this last section was amended so as to read as follows: “ The aggregate of the annual city tax levy, exclusive of local assessments, shall not in any year exceed the sum of $700,000 for all purposes; provided, however, that in the city tax levy for the year 1889 there may be included, in addition to the annual levy provided for by the section hereby amended, the following named sums for the purposes specified, to wit: For the expenses of the police department, the poor department and the board of health, and other expenses theretofore paid by the board of city auditors, incurred since December 15,1888, a sum not exceeding $42,000. For the purchase and equipment of a police electric signal alarm system, a sum not exceeding $15,000. To provide for payment of the city’s share of the cost of the Croton street sewer, a sum not exceeding $17,000. For the construction or contribution toward the cost of constructing a bridge and approaches over the tracks of the Mew York Central & Hudson River Railroad Company, the Delaware, Lackawanna & Western Railroad Company and the Brie canal, where the same cross West G-enesee street in said city, a sum not- exceeding $10,000. For payment in whole or in part of the cost of opening and improving Comstock avenue, a sum of $5,000. For the city’s share of the cost of the improvement of Wilbur avenue and the extension and improvement of Milton avenue in said city¡ the sum of $30,000, or so much thereof as may be estimated by the city engineer as necessary for the purpose; the remainder of any sum so raised, if any, not required for such improvement and extension, shall be applied to the improvement of Burnet park. Provided, also, that in the annual city tax levy for each of the fiscal years, one thousand eight hundred and eighty-nine and one thous- and eight hundred and ninety, there shall be included the further sum of $10,000 for the improvement of Burnet park.”

The single question presented on this appeal is, whether the provision of the statute, that for the year 1889 there might be included in the city tax levy in addition to the annual levy the sum of $5,000 for payment in whole or in part of the cost of opening and improving Comstock avenue, was merely permissive or whether it should be construed as mandatory. The contention of the respondent which prevailed at the special term was, that this statute should be regarded as mandatory; that although it was permissive in form, still, as it clothed a public body with power to do an act which concerned the interest of the public, the execution of the power became a duty which it could be compelled to perform. As this is the only question in this case, and as it is claimed on one hand that the respondent’s contention is fully sustained by all the authorities, and on the other that an opposite doctrine is established by the later and more binding decisions, it is perhaps proper to examine the authorities bearing upon this question.

In Potter’s Dwarris on Statutes it is said: “ Where a statute directs the doing of a thing for the sake of justice, the word may means the same as the word shall. So, if a statute says, that a thing may be done which is for the public benefit, it shall be construed. that it must be done.” Page 220. In a note on the same page it is said: “ May, in a statute, means must, whenever third persons or the public have an interest in having the act done which is authorized by such permissive language. It may be construed to mean shall, when the public or individuals have a claim de jure that the power shall be exercised. 5 John. Ch., 118; 5 Cow., 188. But no general rule can be laid down on this subject, further than that such exposition ought to be adopted as shall carry into effect the true intent and object of the enactment. The ordinary meaning of the word, which is permissive, ought to be adopted, and must be presumed to be intended unless it would manifestly defeat the object of the provision.” 1 Pet., 64; 6 How. Pr., 224; 10 id., 239.

In Mayor v. Furze, 3 Hill, 612, Chief Justice Nelson said : “ The inference deducible from the various cases on this subject seems to be that where a public body or officer has been clothed by statute with power to do an act which concerns the public interest or the rights of third persons, the execution of the power may be insisted on as a duty, though the phraseology of the statute be permissive merely, and not peremptory.”

In People ex rel. v. Supervisors of Otsego County, 51 N. Y., 401, it was held that where a statute provides for the doing of an act for the sake, of justice, or where it clothes a public body or officer with power to do an act which concerns the public interest, or the rights of individuals, though the language of the statute be permissive merely, it will be construed as imperative, and the execution of the power may be insisted upon as a duty. In that case Earl, 0., said: “ The words ‘ authorized and empowered ’ are usually words of permission merely, and generally have that sense when used in contracts and private affairs; but when used in statutes they are frequently mandatory and imperative.” In the same case it was said: “ To determine this question, not only the language of the act, but the circumstances surrounding its passage, and the object had in view, must be considered.”

In People ex rel. v. Supervisors, 68 N. Y., 114, where the supervisors of Livingston county were authorized to adjust and audit certain claims, it was held that the act was mandatory. In that case Earl, J., said: “Here was something directed to be done for the sake of justice, and in such a case the word may ’ is generally construed to mean‘shall.’ Where it is merely indifferent whether a thing shall be done or not, then the word ‘may ’ in an act is usually construed to confer a permissive authority; but where the public interest or private right requires that the thing should be done, then the word ‘ may ’ is generally construed to mean the same as ‘ shall.’ In such a cáse it must be presumed that it was the legislative intent to confer the authority for the purpose of promoting the public interest or securing the private right.”

In Hagadorn v. Raux, 72 N. Y., 583, it was held that although the language of the statute under consideration in that case was permissive in form, yet, it being for the protection of public interest, the word “may” therein was equivalent to “must," and the statute was mandatory, as such was the intent of the legislature.

The same doctrine was held in the case of People v. Supervisors, 1 Sheldon Supr. Ct. R., 517, 520. Smith, J., said: “ In the construction to be given to the terms used in an act of the legislature to confer power upon public bodies like defendant, the intention of, the legislature must govern, to the end that the object of the law may be attained. Eor this purpose in many cases words which, in their ordinary use, are only permissive, must be considered as obligatory. Numerous decisions of the court hold that in certain cases the word ‘ may ’ means the same as the word ‘ shall ’ or must.’ And where public bodies or officers are authorized and empowered, or it is declared that it shall be lawful for them to do certain things, the act may be construed as imperative, so as to make it the duty of such bodies or officers to exercise the p ower conferred. ’ ’

In Phelps v. Hawley, 52 N. Y., 23; where an act provided that in case a bridge should be destroyed and not rebuilt, the bridge should thereupon become a public bridge and may be maintained at the expense of the county, it was held that the word “ may ” in the statute was mandatory and imposed the obligation to repair upon the county.

In People ex rel. v. Supervisors of Niagara County, 49 Hun, 32; 17 N. Y. State Rep., 342, where the supervisors were authorized by a majority vote to raise money by general tax, to be paid to the city of Lockport for construction of waterworks, it was held that the statute being passed to enable the defendant to perform a public duty in the discharge of a just claim, was, upon well settled principles, entitled to such consideration as would give mandatory import to the words used, and that it imposed upon the defendant the duty of exercising the power thus given, and that such a construction of the statute was not affected by the fact that the act authorized the action of the board of supervisors to be taken by a majority vote of the board.

In Cain v. City of Syracuse, 95 N. Y., 83, 91, where by the defendant’s charter i.ts common council had power to pass ordinances for demolishing buildings which by reason of fire “ may become dangerous,” it was held that the power conferred was simply one of local legislation, and the failure to exercise it did not make the city liable for injuries caused by the falling of a dangerous wall.

In discussing the questions involved in that case Finch, J., said : “We must consider the nature and scope of the duty, and in so doing must not be misled by the test which makes permissive words absolute and a command. That test is applicable only to solve a doubt and determine between a ministerial and judicial duty when such duty may possibly belong to either class, but will not serve to make a duty which is inherently and inevitably discretionary nevertheless ministerial because the public have an interest in its exercise or the rights of individuals may be affected by it.”

In Gilmore v. Oily of Utica, 121 N. Y., 568; 31 N. Y. State Rep., 880, Earl, J., said: “ Generally, permissive words used in statutes conferring power and authority upon public officers or bodies will be held to be mandatory where the act authorized to be done concerns the public interest or the rights of individuals. Minor v. Mechanics' Bank, 1 Pet., 46; Thompson v. Roe, 22 How., U. S., 422; N. & C. T. Co. v. Miller, 5 Johns. Ch., 101; Malcom v. Rogers, 5 Cow., 188; Mayor v. Furze, 3 Hill, 612; People ex rel. v. Supervisors, 51 N. Y., 401; People ex rel. v. Bd. Supervisors, 68 id., 114. The language is held to be mandatory in such cases, not arbitrarily, but because such is supposed to have been the legislative intention. There must be a definite, plain, public interest, or a vested, well-defined, private right, and then it will very justly be supposed that the legislature meant to subserve or protect the public interest or to give or secure the private right” The cases of Thompson v. Carroll, Minor v. Mechanics' Bank, Newburgh Turnpike Co. v. Miller, Malcom v. Rogers, were especially referred to as upholding the doctrine stated.

In Rex v. Barlow, 2 Salk., 609, it was held that where a statute directs a thing of a public nature, “may” is understood as “shall.”

In MacDougall v. Paterson, 11 C. B., 755, it was held that where a statute confers authority to do a judicial act in a certain case, it is imperative on those so authorized to exercise the authority when the case arises.

In Queen v. Barclay, L. R, 8 Q. B. D., 306, 312, in discussing the question whether the word “ may ” should be construed as compulsory, it was said: “ The word may ’ is capable of different constructions, and has in certain cases been construed as meaning ‘must,’ and the true rule as laid down in Reg. v. Bishop of Oxford, L. R., 4 Q. B. D., 245, 525, is that the context and the surrounding circumstances must be looked at in order to see what in the particular case the construction should be.”

In Re Newport Bridge, 2 El. & EL., 377, where a statute enacted “ that where any bridge or bridges, or roads at the end thereof, repaired at the expense of any county, shall be narrow and incommodious, it shall and may be lawful to and for the justices of the county, at any of their general quarter sessions, to order and direct such bridge or bridges, and roads, to be widened, improved and made commodious for the public,” it was held that the section was permissive, not imperative, and left in the justices a discretion whether or not to order a bridge to be widened, though it was proved to them to be narrow and incommodious. In that case it was said that “the words ‘it shall and may be lawful ’ are to be taken in their primary sense as permissive and not compulsory, unless there be anything in the subject matter of the enactment requiring that they should receive a different construction.”

In Bell v. Crane, L. R., 8 Q. B., 481, the statute provided that every authority having power to impose rates “ may exempt ’’ a building used as a Sunday or ragged school from any rate. It was held that the rating authority had a discretion whether they would or not exempt such bulling. In delivering the opinion in that case Blackburn, J., said: “ There is no doubt that ‘may,’ in some instances, especially where the enactment relates to the exercise of judicial functions, has been construed to give a power to do the act, leaving no discretion as to the exercise of the power when the facts are such as to call for it But in the present act, instead of saying that Sunday and ragged schools shall be exempt, the legislature say the rating authority may exempt them. * * * This shows that it was not intended that the exemption under the present act should be absolute. It is clear, therefore, that the use of the phrase ‘may exempt’ was intended to give a discretion.”

In Queen v. Bishop of Oxford, L. R., 4 Q. B. D., 245, 247, Cockburn, Ch. J., quoting the language of Mr. Justice Crompton, said : Prima facie, the words ‘it shall be lawful ’ import a discretion. It is only where the subject matter imperatively requires it that they can receive a different construction.”

Our purpose in quoting thus fully from the authorities cited Iras not been simply to show that words permissive in terms have been sometimes construed as mandatory, but to show in what cases such construction has been held proper, and also to discover, if possible, the grounds upon which such construction has been based. A careful examination of the authorities bearing upon this subject discloses quite clearly, we think, that the decisions holding that permissive words should sometimes be construed as mandatory have been based upon the supposed intent of the legislature. While many general expressions have been used which, when taken alone, might seem to indicate that the word “may,” or words of similar import, should be construed as mandatory when the public interest or the rights of individuals are involved, independent of any question of legislative intent, still, when the cases are examined, it will be seen that such construction has prevailed only in cases where the statute under consideration, when taken as a whole and viewed in the light of surrounding circumstances, indicated a purpose on the part of the legislature to enact a law mandatory in its character. In other words, the courts have sought the intent of the law makers, and, when found, they have carried out such intent by construing permissive words as mandatory. These cases are in harmony with the general and fundamental rule that statutes should be so construed as to give effect to the purpose of the law makers. Therefore, in the decision of this case we are required to determine whether the legislature intended to peremptorily require the common council to include the sum of $5,000 in the tax levy for the year 1889 for the payment in whole or in part of the cost of opening and improving Comstock avenue, or whether the intention was merely to permit it to do so if it should deem it proper and for the best interests of the city.

The language of the statute was, “ there may be included.” These words are clearly permissive and not mandatory. As it is only where it is necessary to give effect to the clear policy and intention of the legislature that the liberty of construing words that are permissive as mandatory can be taken with the clear words of a statute, it follows that unless the statute under consideration, when construed in the light of the surrounding circumstances, shows that it was the purpose of the legislature to peremptorily require the- council to include that sum in the tax levy, the words must be construed as permissive only. 22 How. (U. S.) 434.

It is said by the learned counsel for the respondent that “ in seeking the proper construction of this provision, the facts in relation to Comstock avenue and the resolution of the common council requesting that an item for its improvement be inserted in the pending bill are to be considered.” An examination of the moving papers shows that the common council had taken steps to extend Comstock avenue from University Place to the James-ville Eoad; that subsequently it had passed a resolution to the effect that a proposed, appropriation by the legislature of $40,000 for the improvement of Burnet Park should be reduced to $35,000 and the remainder appropriated and expended for grading, opening and extending Comstock avenue as laid out and surveyed, and that the senator of that district be requested to procure the act to be so amended, “ provided, however, that George F. Com-stock shall donate to the city for highway purposes so much lands belonging to him as shall be required for said extension of said highway/’ Thus it seems that the condition upon which it was intended that $5,000 should be appropriated for the opening and grading of this avenue was, that the respondent should donate to the city so much of his lands as should be required for the extension of the street It is perhaps proper to assume that the act in question, so far as it relates to this subject, was passed in pursuance of the resolution of the common council. If, as claimed by the respondent, we should consider these facts in determining the intent of the statute, they tend to show that the purpose of the act was to appropriate $5,000 to the opening of Comstock avenue only in the event that the necessary lands belonging to the respondent were donated for that purpose, and hence that the legislature could not have intended to peremptorily require the common council to thus expend that sum. The papers in this case also show that while the respondent presented to the common council a deed conveying the required lands for street purposes, it contained a forfeiture clause, which was as follows: “And in case the said premises shall not be opened as such street or highway with a proper grade within a reasonable time from and after the date hereof, then these premises shall ipso facto cease and determine and be void without entry or forfeiture.”

This deed the common council did not deem it advisable to accept and resolved to return it. We find nothing in these facts which tends to show that the words used in the statute under consideration were intended as mandatory. They are more consistent with the claim that the legislature intended only to confer upon the common council the permissive right to include that sum in the tax levy for the purpose named, if they should receive a proper deed from the respondent and they should deem it proper and for the best interests of the public to do so.

Again, it may be observed that the word may is used in one portion of the section and the word shall in another. This would seem to indicate that as to one class of appropriations it was the intent of the legislature to leave it to the discretion of the common council whether they would include them in the tax levy or not, and that as to another it was the intent to require it to be done. That such was the intent is made more apparent by the order in which such contemplated appropriations were arranged in the statute. They were mentioned separately. First the appropriations which the common council might include in the annual levy were enumerated, and an examination of those mentioned in that portion of the section shows that most, if not all, were of such a character as to render it improbable that the legislature intended to compel the council to include them in the tax levy. After making these provisions the statute then declares that there shall be included in such levy the sum of $10,000 for the improvement of Burnet Park. The former were permissive; the latter was imperative. As was said by Grove, J., in Davies v. Evans, L. R., 9 Q. B. D., 243: “ The framer of the act ■evidently knew what words to use when he intended to be imperative,” and presumably the words used were those intended.

By the charter of the city the power to lay out, make, open, regulate, repair, improve, alter and discontinue highways is vested in the common council. Laws 1885, chap. 26, §§ 30, 22. By the amendment in question the council were given permission to include a certain sum in the tax levy for the opening and improvement of one of the highways of the city. That it was the purpose of this act in any way to interfere with the duties and discretion of the council in relation to the opening or improvement of this street by compelling it to include in the tax levy the sum named for the opening and improvement of it does not seem probable. Suppose the common council had received the money necessary for this purpose from some other ■source, could it be insisted that it was still bound to insert that amount in the levy ? Again, suppose that for some good reason the common council were convinced and had determined that the best interests- of the city required that this highway should not he opened and improved, can it be said that the intent of this amendment was to compel it to do so and in effect repeal the ■statutes which vested in it the power to control the highways of the city ?

When we examine this statute as a whole, in the light of the surrounding circumstances, and in view of the apparent object ■of its passage, we áre unable to discover any such intent or purpose on'the part of the legislature as would justify us in holding that the words used therein, which are permissive only, should be construed as mandatory. We are of the opinion that the legislature intended only to give the council permission to include this sum in the tax levy if, in its discretion, it deemed it proper, and that the facts in this case would not justify our holding otherwise. It follows, therefore, that the order appealed from should be reversed.

Order reversed, with ten dollars costs and disbursements.

Hardin, P. J., and Merwin, J., concur.  