
    Mary M. Church, Appellant, v. Frank B. Wilson, as Executor, etc., of Timothy H. Pettit, Deceased, and Others, Respondents.
    Fourth Department,
    October 8, 1912.
    Will—suit for construction — suspension of power of alienation — estoppel — effect of decree admitting will to probate—judgment.
    In an action for the judicial construction of a will it was found to have been the intent of the testator to give his widow an estate for life in the residuary estate and at her death to give the Use and income of what was left, one-third to each of his three children during life, with remainder to vest on the death of each ih his or her surviving children, or, in the alternative* if any child should leave no surviving child, then a further life estate in the share óf thé one so dying is given to the survivors.
    
      He Id, that if all of the children of the testator die leaving children,, there can be no unlawful suspension Of the power of alienation;
    ■ That the provision for a further life estate in case one of testator’s children dies leaving no child creates an unlawful suspension; ’
    
      That such unlawful suspension, if it should happen, would only destroy the limitation beyond the second life, as to which, no valid remainder having been created by the will, there would be intestacy;
    That the plaintiff was not estopped from bringing the action by a prior agreement for the probate of the will and the settlement and discontinuance of an action for partition.
    The decree of a surrogate admitting a will to probate does not preclude the maintenance of an action for its judicial construction.
    The power of alienation cannot he unlawfully suspended by agreement of the parties.
    Judgment granted pursuant to section 993 of Code of Civil Procedure without awarding a new trial.
    Kruse and Robson, JJ., dissented..
    Appeal by the plaintiff, Mary M. Church, from a judgment of the Supreme Court in favor of the- defendants, entered in the office of the clerk of the county of Niagara on the 21st day of February, 1912, upon the decision of the court rendered after a trial before the court without a jury at the Niagara Trial Term.
    Action for a judicial construction of the Jth clause of the will of Timothy H. Pettit, deceased.' ■
    Pettit died on the 15th day of July, 1911, leaving a widow and the plaintiff, his daughter, and two other children and five grandchildren, all of whom are parties to this action. He left an estate consisting of personalty to the amount of about $2,000, and real estate of the value of about $15,000. He left a will, made on the 4th day of May, 1904, by which he gave certain specific bequests and legacies, and then disposed of the residue of his estate as follows:
    
      “Sixth. I give and bequeath, to my wife, the use of all my real and personal estate, during her natural life — requiring her to keep the buildings in good repair, and keep up the insurance and taxes and if necessary for her comfort, she may use up all the personal property.
    
      “Seventh. After the death of my said wife, my surviving Executor, shall sell the remaining property, both real and personal, at such time and price, as his best judgment shall dictate, and within 2 years, after her death, and invest the proceeds, as he may deem wise, and divide each year, the net earnings therefrom, equally between my 3 children, Wm. E. Pettit, Louisa M. Van Horn, and Mary M. Church — during their' natural life. Should either of my children die, leaving no child, of their own body, Their interest, shall go to my remaining child or children, during their natural life. Should they leave child or children of their own body, their interest shall be given to such child or children, on becoming of full age, for their own use and behoof forever, meanwhile, to remain, invested, in the hands of my said Executor, they receiving, annually the net earnings thereof. ”
    The widow and Frank B. Wilson were named as executors, and were given power “ to convey all my interests necessary to carry out the terms of this will.”
    On July 25, 1911, before the will had been offered for probate, plaintiff and defendant William E. Pettit, her brother, began an action for partition of the real property left by the testator. The widow and the other daughter, Louisa M. Van Horn, and the wife of the plaintiff William and the two executors named in the will Were the only defendants. The complaint alleged that the 6th and 1th clauses of the will “ are, and each of them is, null and void, and illegal and invalid in law, for the reason that the absolute power of alienation of the said real property is unlawfully suspended thereby, and that the plaintiffs are advised by counsel, and verily believe, that the said Timothy H. Pettit in law died intestate in relation to the said real property and every part thereof, and that the attempted disposition thereof by the provisions and clauses of the said alleged last Will and Testament aforesaid was and is null and void, and illegal and invalid in law. ”
    The prayer for relief was: “ Wherefore the plaintiffs demand judgment that the attempted disposition and devise of the said real' property in and by the said alleged last Will and Testament and in and by the aforesaid clauses and provisions thereof was and is illegal and void and of no effect, and that in respect to the said real property the said Timothy H. Pettit died intestate, and that the said real property and every part thereof at the death of the said Timothy H. Pettit vested in the plaintiffs and the defendant Louisa M. Van Horn, the only heirs at law of the said Timothy H. Pettit, deceased, entitled thereto, subject to the dower therein of the defendant Mary A. Pettit.” Then followed the usual prayer for partition and division of said real property among the owners thereof. All the defendants were served with process, and on the next day, July 26, 1911, the parties came together and perfected a settlement, which they embodied in a written agreement signed by the widow and the three children of the testator only. This agreement recites the making of the will by testator and his death; that the will had not been presented for probate and the pendency of the partition action to have the will declared void. The widow waives and releases the life estate in the real and personal property given to her by the will and agrees to quitclaim to the remaining executor, Frank B. Wilson, and, in substitution, she is to receive an annuity of $400 per year from the executor. She also renounces her right to act as executor of the will. Plaintiffs in the partition action agree to “ stop said above referred to action in Supreme Court and pay the costs therein made.” All parties consent to the provisions for the widow and agree that the executor may from the property of the estate carry out such provisions and pay to the widow from the income the annuity. Then follows this provision: “And all the parties hereto do hereby each for him or herself, consent and agree that said will of said deceased may be proved and probated without contest or objection, and that they will sign papers giving their consent thereto, and .that the said Frank B. Wilson, as Exr. may and shall now take charge, of all the real and personal property of said deceased, as provided in said will, at the death of the party of the first part.” Then follows a provision by which it is agreed that the executor loan to the plaintiff Mary M. Church $800, to be secured by bond of the plaintiff and her husband,and mortgage upon their homestead.
    On the same day, July 26, 1911, each of the parties to this agreement signed and acknowledged a waiver of the issuance and service upon them of a citation for the probate of the will, and a consent that the will be admitted to probate forthwith.
    On July 31, 1911, Wilson, the executor, petitioned for probate of the will,' and on filing the written consents and waivers of citation, the surrogate of Niagara county admitted the will to probate by decree in the usual form, containing no
    
      special adjudication as to the construction, validity or legal effect of any of the clauses, or provisions of the will.
    On August 9, 1911, plaintiff began this action.
    The $800 loan to plaintiff provided for in the agreement was not made by the executor, for the reason that plaintiff’s husband, who had the legal title to the homestead property, refused to sign the mortgage to secure it.
    The executor Wilson and the infant child of the plaintiff, who'appears by guardian, and' the children, if any, who may hereafter be born to any of the testator’s' children, for whom, the same guardian has been appointed, are the only defendants who defend this action.
    ISTothing was done by way of carrying out the written agreement between the parties before this action was begun except the probating of the will.
    
      Montford C. Holley, for the appellant.
    D. E. Brong, guardian ad litem, for the infant respondents.
    
      Abner T. Hopkins, for the respondent executor.
   Foote, J.:

We think the intent of testator, as expressed in the 6th and ^th clauses of his will, was to give his widow an estate for life in the residue of his real and personal property, with the right to use the principal of the personal property, if necessary, and at her death to give the use and income of what was left, the real'property being converted into personal property, one-third to each of his three children during life, with remainder to vest on the death of each in his or her surviving children, or, in the alternative, if any child should leave no surviving child, then a further life estate in the share of the one so dying is given to the survivors. The shares of the grandchildren are not to be paid to them until they become of full age; until then, they receive the income only. This, we think, does not prevent vesting the grandchildren’s shares on the death of their parents, or their absolute ownership at that time.

But for the provision for a further life estate in the surviving children of the testator, upon the death of one leaving no surviving children, there would be no ground for the contention that there is an unlawful suspension of the power of alienation or of the absolute ownership of any share, for after the death of the widow the estate is, in legal effect, divided into three shares, and the ownership of each share is suspended only during two lives, namely, that of the widow and of the child who has the use and income of that share. Such was the construction placed upon a similar will in Monarque v. Monarque (80 N. Y. 320). By the 1st clause of his will Monarque gave to his wife the use of all his real and personal property during her life. By the 2d clause, after the death of his wife, he gave and bequeathed the income arising from his estate to his four daughters, to be divided between them share and share alike during their, and each of their, respective natural Uves, and remainder to their respective children and to their respective heirs and assigns forever. In the opinion of Andrews, J., giving construction to this will, it is said: “ There was no illegal suspension of the power of alienation of the property devised. The manifest design of the testator by the first and second clauses of the will was to give successive life estates in the property, first to his wife, and then to his daughters, remainder in fee to their children, and this is the construction of the language used. The gift of the income by the' second clause,- to his daughters for life, was equivalent to a dévise to them of a fife estate in the land. * * * But the devise to the daughters for life, although embraced in a single clause in which all are named, is by the well settled construction of similar clauses, a devise to each in severalty of a life estate in one-fourth part of the property. * * * The consequence is, that on the termination of the life estate of the widow, and the death of any daughter of the testator leaving children, the remainder in fee, as to the one-fourth part, would immediately vest in possession in such children. The absolute ownership or power of alienation of the estate is not, therefore, suspended beyond the period of two lives in being at the death of the testator.”

Hence, if the three children of the testator each dies leaving children, there can be no unlawful suspension. The provision for a further life estate, causing a further suspension, in case one of testator’s children dies leaving no child, undoubtedly violates the statute against perpetuities and cannot be sustained, but that is a contingency which may never happen. Should it happen, its effect would be, not to destroy the 7th clause of the will as a whole, but only the limitation beyond the second life, as to which no valid remainder having been created by the will, there would be intestacy. We reach this conclusion upon the authority of Fowler v. Depau (26 Barb. 224); Schettler v. Smith (41 N. Y. 328); Matter of Wilcox (194 id. 288). The rule established by these cases, which we think controls the construction of this will, is thus succinctly stated in Chaplin on Suspension of the Power of Alienation (2d ed. § 430): “ Where the instrument provides for a future disposition of property, by making alternative hmitations, one or the other of which is to take effect according to the happening of specified alternative contingencies, the mere fact that the limitation over upon one contingency is invalid because it might involve undue suspension, or postponement of vesting, does not invalidate the other limitation which, if the contingency upon which it would become operative should occur, could not possibly occasion such undue suspension or postponement.”

This rule was applied by this court .construing the will in Matter of Wilcox (125 App. Div. 152). The Court of Appeals in reversing the decision of this court (194 N. Y. 288) recognized the authority of the rule in the construction of wills, but held that it did not apply in that case, for the reason that the Contingency, the happening of which was to determine which of the alternative provisions of the will should take effect, might not occur or happen within two lives in being.

The will in our case is not subject to this infirmity. The contingency which is to determine which of the alternative provisions for the remainder shall take effect, must happen at the end of the second life.

It follows that we cannot now say that there has been any unlawful suspension of the absolute ownership of any share in this estate by the 7th clause of the will. Plaintiff herself has living children, as has one of the other children of the testator. The other child is married and may have children. Should any of plaintiff’s children survive her, they will, upon her death, become the owners of the share from which she is to receive the income. If any of them are then infants, their share will remain in the custody of the executor, but the title and ownership will be completely vested in such infant and alienable. The fact that testator’s son, William E. Pettit, now has no child and may leave none him surviving does not affect the validity of his life estate in his share. In further treating of alternative future dispositions, Chaplin (in § 432) says: “And in such cases'also, if the disposition of the precedent estate is so far separable as to be valid in any event, irrespective of which contingency may occur in future, then it may be sustained, and the determination of the validity of the future dispositions may be deferred, within the limits of the statutory period, until the events occur upon which the decision as to them must be based.”

The court, at Special Term, was of opinion that the 7th clause of this will was invalid under our statutes against perpetuities (Real Prop. Law [Consol. Laws, chap. 50; Laws of 1909, chap. 52], § 42; Pers. Prop. Law [Consol. Laws, chap. 41; Laws of 1909, chap. 45], § 11), but held the plaintiff estopped from maintaining this action on account of the family agreement to which she was a party for the probate of the will, and the settlement and discontinuance of the prior action which she had brought based on its invalidity, and dismissed the complaint on the ground that she had waived and surrendered her right to maintain this action.

We think there was no such estoppel or waiver as precluded plaintiff from maintaining this action. Neither the executor nor the infant, who alone are defending this case, were parties to such family agreement or bound by its terms; nor had they at the time this action was begun acted upon the agreement to then* prejudice. As the agreement was not binding upon them it is not available to them as a basis for estoppel. The parties to the agreement and their privies alone can enforce it. Nor is the plaintiff precluded by the decree of the surrogate admitting the will to probate, from maintaining an action for its judicial construction. This decree has the effect only prescribed by section 2625 of the Code of Civil Procedure. It is conclusive as an adjudication of the validity of the will, but not as to its • construction, except in cases where a party, expressly puts in issue the construction or effect of any disposition of property contained in the will as prescribed by section 2621 of the Code, and the surrogate actually determines such questions. Moreover, if the 7th clause of this will could not be sustained because containing an unlawful restraint upon alienation, it could not be validated by agreement of the parties. The statute can no more be violated by agreement of the parties than by will.' It represents the public policy of the State, and is not such a statute as may be waived by interested parties on the theory that it was made for their benefit.

We conclude that this court should, as required by section 993 of the Code, grant such judgment as the facts warrant, without awarding a new trial. The judgment appealed from should, therefore, be modified- by striking out all that part which dismisses the complaint Upon the merits, and by adding appropriate provisions to give construction to the will in accordance with this" opinion, with separate bills of costs of this appeal to the defendant Wilson as executor, and to Brong as guardian ad litem, payable by the executor out of the estate.

All concurred, except Kruse, J., who dissented and voted for affirmance, and Robson, J., who dissented and voted, for reversal.

Judgment modified by striking out all that part which dis- ' misses the complaint upon the merits, and by adding appropriate provisions to give construction to the will in accordance with the opinion, with separate bills of costs on this appeal to the defendant Wilson as executor, and to Brong as guardian ad litem, payable by the executor out of the estate.  